Oclaro

Ownership Profile

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 22,504,569 13.18 1,917,826 6/30/18
The Vanguard Group, Inc. 10,228,929 5.99 259,995 6/30/18
Magnetar Capital Partners LP 8,615,308 5.05 835,159 7/12/18
State Street Global Advisors (US) 4,946,290 2.90 249,308 6/30/18
Citi Investment Research (US) 4,604,985 2.70 2,312,872 6/30/18
UBS Financial Services, Inc. 4,303,333 2.52 785,926 6/30/18
Goldman Sachs & Company, Inc. 2,928,182 1.72 2,141,946 6/30/18
AQR Capital Management, LLC 2,889,405 1.69 1,920,548 6/30/18
Alpine Associates Management Inc. 2,794,115 1.64 -274,233 6/30/18
Nuveen LLC 2,596,151 1.52 -75,939 6/30/18
Investment Counselors of Maryland, LLC 2,491,214 1.46 -2,335 6/30/18
Divisar Capital Management, LLC 2,259,192 1.32 582,100 6/30/18
Dimensional Fund Advisors, L.P. 2,259,031 1.32 -4,021 6/30/18
BNY Mellon Asset Management North America Corporation 1,857,894 1.09 109,122 6/30/18
Northern Trust Investments, Inc. 1,806,080 1.06 -57,749 6/30/18
Deutsche Asset Management Americas 1,776,224 1.04 -211,530 6/30/18
Paradigm Capital Management, Inc. 1,734,987 1.02 -293,213 6/30/18
Principal Global Investors (Equity) 1,346,810 0.79 18,394 6/30/18
New Jersey Division of Investment 1,290,000 0.76 -440,000 9/30/18
Citadel LLC 1,278,748 0.75 1,083,089 6/30/18
Bank of America Merrill Lynch (US) 1,143,411 0.67 -463,031 6/30/18
Norges Bank Investment Management (NBIM) 1,107,811 0.65 -380,730 12/31/17
Goldman Sachs International 1,026,114 0.60 759,149 6/30/18
Brigade Capital Management, LP 994,000 0.58 -1,298,000 6/30/18
Sandell Asset Management Corp. 991,665 0.58 -849,078 6/30/18
Columbia Threadneedle Investments (US) 936,905 0.55 -1,838,430 6/30/18
Kennedy Capital Management, Inc. 904,466 0.53 -14,837 6/30/18
Charles Schwab Investment Management, Inc. 884,631 0.52 76,975 6/30/18
Morgan Stanley & Co. LLC 803,262 0.47 175,208 6/30/18
Fiera Capital Corporation 803,179 0.47 803,179 6/30/18
Dougherty (Gregory P) 785,010 0.46 -8,564 8/10/18
GAM Investment Management (Switzerland) AG 760,000 0.45 65,000 6/30/18
BlackRock Investment Management, LLC 745,263 0.44 7,772 6/30/18
LSV Asset Management 720,185 0.42 -117,692 6/30/18
Peregrine Capital Management, LLC 707,661 0.41 -163,619 6/30/18
Invesco Capital Management LLC 676,979 0.40 -3,092 6/30/18
IndexIQ Advisors LLC 671,969 0.39 671,969 6/30/18
New York Life Investment Management, LLC 655,998 0.38 655,998 5/31/18
Capital Research Global Investors 650,000 0.38 -1,663,985 6/30/18
Front Street Capital Management, Inc. 590,167 0.35 -2,163 6/30/18
Barclays Bank PLC 566,158 0.33 87,662 6/30/18
Wellington Management Company, LLP 524,161 0.31 -5,997,305 6/30/18
J.P. Morgan Securities LLC 520,298 0.30 -718,344 6/30/18
Fidelity Management & Research Company 508,050 0.30 282,170 6/30/18
BNY Mellon Asset Management 505,804 0.30 -1,724 6/30/18
LMR Partners LLP 500,000 0.29 500,000 6/30/18
Commerzbank AG 452,120 0.26 -5,750 6/30/18
HSBC Global Asset Management (UK) Limited 437,301 0.26 426,236 6/30/18
The London Company of Virginia, LLC 418,653 0.25 418,653 4/30/17
Perella Weinberg Partners Capital Management LP 418,649 0.25 174,603 6/30/18

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,115.67 73.60 125,623,576
Top 10 Inst. 589.00 38.91 66,411,267
Top 20 Inst. 750.65 49.51 84,511,447
Top 50 Inst. 939.27 62.06 105,921,317

* Insider values reflect direct beneficial ownership.

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