Oclaro, Inc.
OCLARO, INC. (Form: 3, Received: 09/05/2017 19:42:39)
FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Small Ian

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/1/2017 

3. Issuer Name and Ticker or Trading Symbol

OCLARO, INC. [OCLR]

(Last)        (First)        (Middle)

225 CHARCOT AVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                            _____ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

SAN JOSE, CA 95131       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
No securities are beneficially owned.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Small Ian
225 CHARCOT AVE
SAN JOSE, CA 95131
X



Signatures
David Teichmann, Attorney-in-Fact 9/5/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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      Know all by these presents, that the undersigned hereby makes, constitutes and
appoints each of David L. Teichmann, Mike Fernicola, Pete Mangan, and Anne
Kirkland, signing singly and each acting individually, as the undersigned's
true and lawful  attorney-in-fact  with full power and authority as hereinafter
described  to:

(1)execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer and/or director of Oclaro, Inc. (the "Company"), Forms 3, 4, and
5(including any amendments thereto) in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules thereunder (the "Exchange Act");

(2)do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to prepare, complete and execute any such Form 3,
4, and 5, prepare, complete and execute any amendment or amendments thereto, and
timely deliver and file such form with the United States Securities and Exchange
Commission and any stock exchange or similar authority;

(3)seek or obtain, as the undersigned's representative and on the undersigned's
behalf,  information  regarding transactions  in the Company's securities from
any third party, including brokers, employee benefit plan administrators and
trustees, and the undersigned hereby authorizes any such person to release any
such information to such attorney-in-fact and approves an ratifies any such
release of information; and

(4)take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on  behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve in
such attorney-in-fact's discretion.

The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that  such attorney-in-fact,  or such
attorney-in-fact's  substitute or substitutes,  shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned  acknowledges  that the foregoing
attorneys-in fact, in serving in such a capacity at the request of the
undersigned, are not assuming nor relieving, nor is the Company assuming nor
relieving, any of the undersigned's responsibilities to comply with Section 16
of the Exchange Act. The undersigned acknowledges that neither the Company nor
the foregoing attorneys-in-fact assume (i) any liability for the undersigned's
responsibility to comply with the requirement of the Exchange Act, (ii) any
liability of the undersigned for any failure to comply with such requirements,
or (iii) any obligation  or liability of the undersigned  for  profit
disgorgement  under  Section  16(b) of the Exchange Act.

This Power of Attorney shall remain in full force and effect with no expiration
date, and shall only terminate if the undersigned is no longer required to file
Forms 3, 4, and 5 with respect to the undersigned's  holdings  of and
transactions  in securities  issued by the  Company.

Effective upon signature, this Power of Attorney voids any preceding Power of
Attorney  granted by the undersigned  relating to the same subject   matter.

IN WITNESS WHEREOF, the undersigned has  caused  this Power  of Attorney to be
executed  this  16th day of August, 2017.

/s/ Ian Small