Oclaro

Ownership Profile

Holder Shares Held % O/S Shares Change Filing Date
BlackRock Institutional Trust Company, N.A. 19,189,329 11.37 3,510,607 09/30/2017
The Vanguard Group, Inc. 9,094,523 5.39 768,401 09/30/2017
Wellington Management Company, LLP 8,368,973 4.96 -505,698 09/30/2017
State Street Global Advisors (US) 3,996,425 2.37 155,248 09/30/2017
Columbia Threadneedle Investments (US) 3,695,343 2.19 134,102 09/30/2017
Citadel LLC 3,263,730 1.93 3,214,633 09/30/2017
Nuveen LLC 2,573,145 1.52 -1,029,700 09/30/2017
Thompson, Siegel & Walmsley LLC 2,406,428 1.43 850,381 09/30/2017
Dimensional Fund Advisors, L.P. 2,375,353 1.41 -215,396 09/30/2017
Emerald Advisers, Inc. 2,338,976 1.39 -1,011,492 09/30/2017
Neumeier Poma Investment Counsel LLC 2,271,350 1.35 765,400 09/30/2017
Paradigm Capital Management, Inc. 2,021,700 1.20 0 09/30/2017
Northern Trust Investments, Inc. 1,881,888 1.12 61,181 09/30/2017
Kennedy Capital Management, Inc. 1,640,074 0.97 -171,406 09/30/2017
Geode Capital Management, L.L.C. 1,627,094 0.96 60,156 09/30/2017
Polar Asset Management Partners Inc. 1,622,600 0.96 1,622,600 09/30/2017
Millennium Management LLC 1,456,547 0.86 511,239 09/30/2017
New Jersey Division of Investment 1,410,000 0.84 382,000 09/30/2017
TCW Asset Management Company 1,333,288 0.79 573,433 09/30/2017
Susquehanna Financial Group, LLLP 1,302,082 0.77 725,315 09/30/2017
Principal Global Investors (Equity) 1,291,142 0.77 301,432 09/30/2017
Manulife Asset Management Limited 1,100,303 0.65 -1,818 09/30/2017
Brigade Capital Management, LP 1,000,000 0.59 -500,000 09/30/2017
Royce & Associates, LP 976,001 0.58 -312,900 09/30/2017
Quentec Asset Management LLC 891,170 0.53 -1,701,037 09/30/2017
Kopp Investment Advisors, LLC 882,831 0.52 -61,235 09/30/2017
Invesco PowerShares Capital Management LLC 849,729 0.50 80,417 09/30/2017
Goldman Sachs & Company, Inc. 849,700 0.50 184,860 09/30/2017
Dougherty (Gregory P) 782,606 0.46 -29,607 11/10/2017
Matthews International Capital Management, L.L.C. 772,100 0.46 132,100 09/30/2017
BlackRock Investment Management, LLC 771,214 0.46 36,890 09/30/2017
Mellon Capital Management Corporation 733,877 0.43 95,556 09/30/2017
Charles Schwab Investment Management, Inc. 729,349 0.43 107,824 09/30/2017
Bank of America Merrill Lynch (US) 719,201 0.43 -175,537 09/30/2017
Guggenheim Investments 681,180 0.40 187,557 09/30/2017
Fuller & Thaler Asset Management Inc. 664,800 0.39 -3,100 09/30/2017
AllianceBernstein L.P. 653,470 0.39 399,070 09/30/2017
Morgan Stanley Wealth Management 644,699 0.38 18,351 09/30/2017
The Boston Company Asset Management, LLC 641,421 0.38 133,778 09/30/2017
Folger Hill Asset Management LLC 625,000 0.37 625,000 09/30/2017
Cortina Asset Management L.L.C. 621,161 0.37 91,444 09/30/2017
Front Street Capital Management, Inc. 598,760 0.35 -625 09/30/2017
BMO Nesbitt Burns Inc. 596,669 0.35 596,669 09/30/2017
Deutsche Asset Management Americas 567,823 0.34 342,417 09/30/2017
Credit Suisse Securities (USA) LLC 562,500 0.33 87,788 09/30/2017
BNY Mellon Asset Management 521,625 0.31 20,400 09/30/2017
Exane Derivatives 520,788 0.31 -748 09/30/2017
Waddell & Reed Investment Management Company 518,400 0.31 13,500 09/30/2017
Brandywine Global Investment Management, LLC 478,088 0.28 4,372 09/30/2017
Portolan Capital Management, L.L.C. 469,083 0.28 -59,337 09/30/2017
Shareholder Values ($) % O/S Shares
Top 10 Inst. 495 33.95 57,302,225
Top 20 Inst. 637.49 43.77 73,868,848
Top 50 Inst. 823.70 56.63 95,583,538
Total Inst. 823.70 56.63 95,583,538

Ownership data is provided by Thomson Reuters, a third party service, and Oclaro, Inc. does not maintain or provide information directly to this service.