Oclaro

Ownership Profile

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 20,586,743 12.06 1,038,491 3/31/18
The Vanguard Group, Inc. 9,968,934 5.84 594,942 3/31/18
Magnetar Capital Partners LP 7,806,162 4.57 7,806,162 3/31/18
Wellington Management Company, LLP 6,521,466 3.82 1,049,823 3/31/18
State Street Global Advisors (US) 4,696,982 2.75 487,327 3/31/18
UBS Financial Services, Inc. 3,517,407 2.06 3,166,455 3/31/18
Alpine Associates Management Inc. 3,068,348 1.80 3,068,348 3/31/18
Columbia Threadneedle Investments (US) 2,775,335 1.63 -1,093,665 3/31/18
Nuveen LLC 2,672,090 1.57 -212,954 3/31/18
Investment Counselors of Maryland, LLC 2,493,549 1.46 370,949 3/31/18
Capital Research Global Investors 2,313,985 1.36 2,313,985 3/31/18
Citi Investment Research (US) 2,292,113 1.34 2,237,556 3/31/18
Brigade Capital Management, LP 2,292,000 1.34 788,300 3/31/18
Dimensional Fund Advisors, L.P. 2,263,052 1.33 -39,814 3/31/18
Deutsche Asset Management Americas 2,035,804 1.19 1,657,916 3/31/18
Paradigm Capital Management, Inc. 2,028,200 1.19 -90,000 3/31/18
Northern Trust Investments, Inc. 1,863,829 1.09 36,853 3/31/18
Sandell Asset Management Corp. 1,840,743 1.08 1,840,743 3/31/18
Divisar Capital Management, LLC 1,677,092 0.98 302,092 3/31/18
Geode Capital Management, L.L.C. 1,645,002 0.96 -18,006 3/31/18
Bank of America Merrill Lynch (US) 1,606,442 0.94 1,269,748 3/31/18
New Jersey Division of Investment 1,370,000 0.80 -30,000 3/31/18
Principal Global Investors (Equity) 1,328,416 0.78 46,205 3/31/18
Thompson, Siegel & Walmsley LLC 1,246,272 0.73 -1,729,354 3/31/18
J.P. Morgan Securities LLC 1,238,642 0.73 1,238,112 3/31/18
BNY Mellon Asset Management North America Corporation 1,115,045 0.65 48,841 3/31/18
Norges Bank Investment Management (NBIM) 1,107,811 0.65 1,107,811 12/31/17
Sand Grove Capital Management LLP 1,000,000 0.59 1,000,000 3/31/18
AQR Capital Management, LLC 968,857 0.57 890,383 3/31/18
Kennedy Capital Management, Inc. 919,303 0.54 -720,308 3/31/18
LSV Asset Management 837,877 0.49 279,293 3/31/18
Charles Schwab Investment Management, Inc. 807,656 0.47 25,197 3/31/18
Capital Fund Management S.A. 806,538 0.47 806,538 3/31/18
Dougherty (Gregory P) 793,574 0.47 110,590 5/14/18
Goldman Sachs & Company, Inc. 786,236 0.46 246,349 3/31/18
BlackRock Investment Management, LLC 737,491 0.43 -36,465 3/31/18
Peregrine Capital Management, LLC 707,661 0.41 -163,619 6/30/18
North Growth Management Ltd. 700,300 0.41 492,800 1/31/18
Guggenheim Investments 697,957 0.41 115,746 3/31/18
GAM Investment Management (Switzerland) AG 695,000 0.41 695,000 3/31/18
Invesco PowerShares Capital Management LLC 680,071 0.40 -75,929 3/31/18
New York Life Investment Management, LLC 671,969 0.39 671,969 6/30/18
The Boston Company Asset Management, LLC 633,727 0.37 -7,694 3/31/18
Morgan Stanley & Co. LLC 628,054 0.37 95,766 3/31/18
Front Street Capital Management, Inc. 592,330 0.35 -3,260 3/31/18
Havens Advisors, L.L.C. 521,000 0.31 501,000 6/30/18
BNY Mellon Asset Management 507,528 0.30 -19,744 3/31/18
Squarepoint Capital LLP 487,863 0.29 287,242 3/31/18
Barclays Bank PLC 478,496 0.28 436,497 3/31/18
Commerzbank AG 457,870 0.27 5,020 3/31/18

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,223.34 75.72 129,220,165
Top 10 Inst. 612.86 37.56 64,107,016
Top 20 Inst. 806.47 49.43 84,358,836
Top 50 Inst. 1,039.06 64.16 109,488,822

* Insider values reflect direct beneficial ownership.

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