Oclaro

Ownership Profile

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
BlackRock Institutional Trust Company, N.A. 23,286,769 13.57 782,200 9/30/18
The Vanguard Group, Inc. 10,521,104 6.13 292,175 9/30/18
Magnetar Capital Partners LP 8,486,649 4.95 706,500 9/30/18
State Street Global Advisors (US) 5,266,259 3.07 319,969 9/30/18
Goldman Sachs & Company, Inc. 5,079,328 2.96 2,151,146 9/30/18
AQR Capital Management, LLC 5,010,895 2.92 2,121,490 9/30/18
Citi Investment Research (US) 4,994,157 2.91 389,172 9/30/18
Gardner Lewis Asset Management, L.P. 4,597,967 2.68 4,597,967 9/30/18
UBS Financial Services, Inc. 4,532,218 2.64 228,885 9/30/18
Alpine Associates Management Inc. 3,483,498 2.03 689,383 9/30/18
Nuveen LLC 2,584,759 1.51 -11,392 9/30/18
Investment Counselors of Maryland, LLC 2,491,214 1.45 -- 9/30/18
Dimensional Fund Advisors, L.P. 2,259,031 1.32 -- 9/30/18
Divisar Capital Management, LLC 2,140,094 1.25 -119,098 9/30/18
BNY Mellon Asset Management North America Corporation 1,946,931 1.13 89,037 9/30/18
Northern Trust Investments, Inc. 1,862,508 1.09 56,428 9/30/18
Geode Capital Management, L.L.C. 1,792,210 1.04 1,792,210 9/30/18
Paradigm Capital Management, Inc. 1,605,400 0.94 -129,587 9/30/18
Principal Global Investors (Equity) 1,393,973 0.81 47,163 9/30/18
New Jersey Division of Investment 1,290,000 0.75 -440,000 9/30/18
Bank of America Merrill Lynch (US) 1,184,709 0.69 41,298 9/30/18
Norges Bank Investment Management (NBIM) 1,107,811 0.65 -- 12/31/17
Deutsche Asset Management Americas 1,024,394 0.60 -751,830 9/30/18
Renaissance Technologies LLC 1,017,700 0.59 762,600 9/30/18
Columbia Threadneedle Investments (US) 962,047 0.56 25,142 9/30/18
Charles Schwab Investment Management, Inc. 930,199 0.54 45,568 9/30/18
Invesco Capital Management LLC 925,385 0.54 248,406 9/30/18
Kennedy Capital Management, Inc. 894,698 0.52 -9,768 9/30/18
State of Wisconsin Investment Board 828,200 0.48 828,200 9/30/18
Dougherty (Gregory P) 786,457 0.46 1,447 11/9/18
BlackRock Investment Management, LLC 751,205 0.44 5,942 9/30/18
IndexIQ Advisors LLC 708,054 0.41 36,085 9/30/18
Peregrine Capital Management, LLC 697,131 0.41 -10,530 9/30/18
LSV Asset Management 696,585 0.41 -23,600 9/30/18
AllianceBernstein L.P. 656,522 0.38 250,131 9/30/18
Wellington Management Company, LLP 656,463 0.38 132,302 9/30/18
New York Life Investment Management, LLC 655,998 0.38 655,998 5/31/18
HSBC Global Asset Management (UK) Limited 604,402 0.35 167,101 9/30/18
Front Street Capital Management, Inc. 589,242 0.34 -925 9/30/18
Citadel LLC 543,676 0.32 -735,072 9/30/18
Barclays Bank PLC 521,947 0.30 -44,211 9/30/18
BNY Mellon Asset Management 517,542 0.30 11,738 9/30/18
Fidelity Management & Research Company 515,340 0.30 7,290 9/30/18
Fiera Capital Corporation 494,260 0.29 -308,919 9/30/18
Gabelli Funds, LLC 483,407 0.28 483,407 9/30/18
Commerzbank AG 452,120 0.26 -- 9/30/18
The London Company of Virginia, LLC 418,653 0.24 418,653 4/30/17
Rhumbline Advisers Ltd. Partnership 416,202 0.24 -715 9/30/18
Perella Weinberg Partners Capital Management LP 406,817 0.24 -11,832 9/30/18
GAM Investment Management (Switzerland) AG 400,000 0.23 -360,000 9/30/18

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1,183.61 77.40 132,825,751
Top 10 Inst. 672.81 43.85 75,258,844
Top 20 Inst. 845.95 55.14 94,624,964
Top 50 Inst. 1,028.35 67.29 115,472,130

* Insider values reflect direct beneficial ownership.

Copyright Thomson Reuters Corporation